Ed Moran is the Chief Compliance Officer and a Director, Private Client Services of Cribstone Capital Management. He has more than 25 years of experience in the financial services industry, the last seven years as the Director of Examinations and Licensing with the Maine Office of Securities. While at the Office of Securities, Ed developed the broker dealer and investment adviser compliance examination program and was responsible for ensuring that broker dealers, investment advisers and their agents were compliant with state and federal laws. Prior to joining the Office of Securities, Ed was an OSJ (Office of Supervisory Jurisdiction) manager, investment adviser representative and registered representative with Raymond James Financial Services, Inc.
Ed is a graduate of the University of New England with a major in Medical Biology. He is currently a member of the Exams Advisory Committee for the North American Securities Administrators Association assisting with item writing and exam development for the Series 63, Series 65 and Series 66 Exams. Ed is a proud grandfather and lives in Augusta with his wife, Valerie and chocolate lab Bella.